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900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-02-12 |
| TX | RA | APPROVED_RES | 2019-02-08 |
Branch Locations
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
10 Pinckney Colony Rd. Building 300, Bluffton, SC 29909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Hilton Head | SC | 05/2009 | Present |
TOPLINE CONSULTING, LLC - SERVICE COMPANY FOR BUSINESS EXPENSES AND TAXES; OWNER/MANAGING MEMBER SINCE MAY 1998. NOT INVESTMENT RELATED; LESS THAN 1 HOUR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-14 |
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