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Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-02-12
TX RA APPROVED_RES 2019-02-08
  • SC RA
    APPROVED
    Since 2019-02-12
  • TX RA
    APPROVED_RES
    Since 2019-02-08

Branch Locations

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

10 Pinckney Colony Rd. Building 300, Bluffton, SC 29909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Hilton Head SC 05/2009 Present
Previous Registrations
Other Businesses

TOPLINE CONSULTING, LLC - SERVICE COMPANY FOR BUSINESS EXPENSES AND TAXES; OWNER/MANAGING MEMBER SINCE MAY 1998. NOT INVESTMENT RELATED; LESS THAN 1 HOUR PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-18
S63 Uniform Securities Agent State Law Examination 2000-02-14
  • S65 Uniform Investment Adviser Law Examination
    2000-02-18
  • S63 Uniform Securities Agent State Law Examination
    2000-02-14

View on SEC IAPD

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