Karl Christopher Von Brockdorff

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-08-16
TX	RA	APPROVED	2015-04-13
CA	RA	APPROVED	2004-12-13

NH RA
APPROVED

Since 2024-08-16
TX RA
APPROVED

Since 2015-04-13
CA RA
APPROVED

Since 2004-12-13

Branch Locations

44 Montgomery St Ste 3100, San Francisco, CA 94104 • United States

100 Pringle Ave Ste 420, Walnut Creek, CA 94596-7385 • United States

San Francisco, CA • United States

Tuftonboro, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	San Francisco	CA	09/2005	03/2020
Ameriprise Financial Services, Llc	San Francisco	CA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

San Francisco, CA
03/2020 → Present

Ameriprise Financial Services, Llc

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-10

S66 Uniform Combined State Law Examination

2004-12-10

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews