Heather Dawn O'leary

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2021-06-17
CA	RA	APPROVED	2017-01-03

NH RA
APPROVED

Since 2021-06-17
CA RA
APPROVED

Since 2017-01-03

Branch Locations

One International Place, Boston, MA 02110-2600 • United States

Bedford, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Bedford	NH	01/2008	Present

01/2008 → Present

Charles Schwab & Co., Inc.

Bedford, NH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-23
S63	Uniform Securities Agent State Law Examination	2004-10-26

S66 Uniform Combined State Law Examination

2008-08-23
S63 Uniform Securities Agent State Law Examination

2004-10-26

Other Names

Pipa Drake
Heather Drake
Heather Dawn Drake
Heather Dawn O'LEary
Heather O'LEary
Pipa O'LEary
Heather Oleary