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1 Landmark Square Suite 426, Stamford, CT 06901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-25 |
Branch Locations
1 Landmark Square Suite 426, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Greenwich | CT | 12/2018 | 10/2020 |
| Wells Fargo Bank | Greenwich | CT | 12/2018 | 10/2020 |
| Moody's Corporation | New York | NY | 01/2014 | 10/2017 |
| Round Rock Advisors Llc | Wilton | CT | 01/2021 | 11/2025 |
| Unemployed | Wilton | CT | 11/2017 | 12/2018 |
| Granite Group Advisors Llc | Stamford | CT | 11/2025 | Present |
Insurance sales Non-Investment Related 1 Landmark Square, 4th Floor, Stamford, CT 06901 United States Licensed insurance agent Approximately 2% of time during the month Approximately 0 hours during securities trading hours Support potential client insurance needs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-19 |
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