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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-09-18
  • MD RA
    APPROVED
    Since 2025-09-18

Branch Locations

5550 Friendship Blvd, Chevy Chase, MD 20815 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Washington DC 09/2010 08/2025
Wells Fargo Advisors Llc Washington DC 09/2010 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 08/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mclean, VA 09/2025 Present
Previous Registrations
  • 2011-02-24 → 2025-08-19
    Columbia, MD
    Columbia, MD
    Annapolis, MD
    Charlotte, NC
    Bethesda, MD
    Minneapolis, MN
    Columbia, MD
    Tarpon Springs, FL
    Annapolis, MD
    Mclean, VA
    Annapolis, MD
    Mclean, VA
Other Businesses

I*2836267 Entity Type: N/A Name of OBA: W. and D.S. Address:Severna Park Maryland Investment Related:No Position, Title, Association:Executor Start Date:09/09/2030 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Executor for Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-07
  • S66 Uniform Combined State Law Examination
    2011-02-07
Other Names
  • Cindy Ann Straka
  • Cynthia Ann Straka

View on SEC IAPD

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