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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-09-18 |
Branch Locations
5550 Friendship Blvd, Chevy Chase, MD 20815 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Washington | DC | 09/2010 | 08/2025 |
| Wells Fargo Advisors Llc | Washington | DC | 09/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 11/2016 | 08/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mclean, | VA | 09/2025 | Present |
I*2836267 Entity Type: N/A Name of OBA: W. and D.S. Address:Severna Park Maryland Investment Related:No Position, Title, Association:Executor Start Date:09/09/2030 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Executor for Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-07 |
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