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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-30
FL RA APPROVED 2021-08-10
TX RA APPROVED_RES 2019-04-12
  • MI RA
    APPROVED
    Since 2026-07-30
  • FL RA
    APPROVED
    Since 2021-08-10
  • TX RA
    APPROVED_RES
    Since 2019-04-12

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Bonita Springs, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Livonia MI 09/2010 04/2019
Sigma Financial Corporation Ann Arbor MI 04/2019 Present
Spc Ann Arbor MI 04/2019 Present
  • 09/2010 → 04/2019
    Ameriprise Financial Services, Inc.
    Livonia, MI
  • 04/2019 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 04/2019 → Present
    Ann Arbor, MI
Previous Registrations
  • 2010-09-20 → 2019-04-16
    Livonia, MI
    Farmington Hills, MI
  • 2009-06-01 → 2010-10-08
    Livonia, MI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Livonia, MI
  • 2006-08-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Livonia, MI
    Livonia, MI
Other Businesses

1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. MANAGER FOR ELLINGTON FARMS ASSOCIATION. <1 HR PER WEEK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-15
  • S66 Uniform Combined State Law Examination
    2004-10-15
Designations
Other Names
  • Rakesh Bharti

View on SEC IAPD

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