Inactive

Gary Joseph Brogna

Edelman Financial Engines

West Conshohocken, PA

Claim This Profile

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-11-01

PA RA
APPROVED

Since 2018-11-01

Branch Locations

100 Front Street Suite 1210, West Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ef Legacy Securities, Llc	Henrico	VA	07/2016	10/2018
Edelman Financial Services, Llc	Fairfax	VA	07/2016	11/2018
Financial Engines Advisors L.L.C.	Sunnyvale	CA	11/2018	Present

07/2016 → 10/2018

Ef Legacy Securities, Llc

Henrico, VA
07/2016 → 11/2018

Edelman Financial Services, Llc

Fairfax, VA
11/2018 → Present

Financial Engines Advisors L.L.C.

Sunnyvale, CA

Previous Registrations

2016-07-01 → 2018-11-01

Edelman Financial Services, Llc

West Conshohocken, PA

Fairfax, VA
2015-05-11 → 2016-06-30

Mercer Global Advisors Inc.

Radnor, PA
2010-06-01 → 2015-05-06

Cambridge Investment Research Advisors, Inc.

Harrison, PA
2005-01-12 → 2008-12-31

Ege Advisors, Ltd.

King Of Prussia, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-11

S66 Uniform Combined State Law Examination

2005-01-11

Other Names

Gary Joseph Brogna
Gary Brogna

View on SEC IAPD

Other Firms

VERDIS INVESTMENT MANAGEMENT, LLC

BARTON INVESTMENT MANAGEMENT, LLC

RH TAILWIND MANAGEMENT, LLC

MATTERHORN CAPITAL ADVISORS, LLC

MEREO CAPITAL PARTNERS, LLC

MORGAN STANLEY AIP GP LP

AVONWOOD CAPITAL MANAGEMENT LLC

Other Investors

HENRY BARTON RILEY

JANNA MARTINELLI FORTE

MICHAEL DONALD JONES

JAMES MCCALL TATLOW

CHRISTOPHER CHARLES GECZY

ANDREW J GIANNONE

Patrick Andrew Tucci

Other Offices

VERDIS INVESTMENT MANAGEMENT, LLC · WEST CONSHOHOCKEN, PA

BARTON INVESTMENT MANAGEMENT, LLC · W. CONSHOHOCKEN, PA

RH TAILWIND MANAGEMENT, LLC · WEST CONSHOHOCKEN, PA

MATTERHORN CAPITAL ADVISORS, LLC · WEST CONSHOHOCKEN, PA

GKFO, LLC · W. CONSHOHOCKEN, PA

MEREO CAPITAL PARTNERS, LLC · CONSHOHOCKEN, PA

MORGAN STANLEY AIP GP LP · WEST CONSHOHOCKEN, PA

AVONWOOD CAPITAL MANAGEMENT LLC · WEST CONSHOHOCKEN, PA

More in West Conshohocken, PA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor