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Matthew Petrizzo

Guggenheim Investments

Coloma, MI

New York, NY

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-05-07
IL RA APPROVED 2025-01-17
  • MI RA
    APPROVED
    Since 2025-05-07
  • IL RA
    APPROVED
    Since 2025-01-17

Branch Locations

Coloma, MI • United States

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Funds Distributors, Llc Chicago IL 10/2014 09/2024
Amplify Investments Llc Lisle IL 09/2024 01/2025
Foreside Fund Services, Llc Lisle IL 10/2024 01/2025
Guggenheim Funds Distributors, Llc Chicago IL 01/2025 Present
Guggenheim Investments, Llc New York NY 01/2025 Present
  • 10/2014 → 09/2024
    Guggenheim Funds Distributors, Llc
    Chicago, IL
  • 09/2024 → 01/2025
    Amplify Investments Llc
    Lisle, IL
  • 10/2024 → 01/2025
    Foreside Fund Services, Llc
    Lisle, IL
  • 01/2025 → Present
    Guggenheim Funds Distributors, Llc
    Chicago, IL
  • 01/2025 → Present
    Guggenheim Investments, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-17
S63 Uniform Securities Agent State Law Examination 2004-12-13
  • S66 Uniform Combined State Law Examination
    2005-02-17
  • S63 Uniform Securities Agent State Law Examination
    2004-12-13
Other Names
  • Matthew Rosario Petrizzo

View on SEC IAPD

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