Devin J Garofalo

Current Employers

Employment History

• 07/2013 → 10/2016
  Lincoln Financial Advisors
  Midlothian, VA
• 10/2016 → Present
  Lpl Financial Llc
  Midlothian, VA
• 10/2016 → Present
  Colonial River Investments, Llc
  Midlothian, VA
• 03/2014 → Present
  Colonial River Financial Services Llc(Fka Colonialriverfin. Llc)
  Midlothian, VA

Previous Registrations

• 2013-07-12 → 2016-12-14
  Osaic Fa, Inc.
  Newport News, VA
  Richmond, VA
  Richmond, VA
  Virginia Beach, VA
  Glen Allen, VA
  Midlothian, VA
  Richmond, VA
• 2011-08-29 → 2013-07-15
  Stratos Wealth Partners, Ltd
  Glen Allen, VA
• 2010-06-02 → 2011-08-29
  Lpl Financial Llc
  Glen Allen, VA
  San Diego, CA
  Glen Allen, VA
• 2010-01-26 → 2010-06-07
  Next Financial Group, Inc.
  Houston, TX
  Glen Allen, VA

Other Businesses

1. 10/26/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 10/2016 - 5 Hours Per Month/1 Hour During Securities Trading - 15% Time Spent - Fixed, disability, LTC, health. 2. 6/11/2019 - Colonial River Advisors, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2019 - 40 Hours Per Month/30 Hours During Securities Trading. 3. 6/11/2019 - Colonial River Wealth Advisors, LLC - DBA: Colonial River Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2016 - 100 Hours Per Month/80 Hours During Securities Trading. 4. 6/11/2019 - Colonial River Financial Services, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 03/15/2014 - 5 Hours Per Month During Securities Trading - Tax Preparation. 5. 6/11/2019 - MauiBelle, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Owner - Started 05/01/2019 - 3 Hours Per Month/0 Hours During Securities Trading. 6. 6/14/2019 - Colonial River Investments LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/01/2016 - 80 Hours Per Month/50 Hours During Securities Trading - I provide investment advisory services through Colonial River Investments LLC, an independent investment advisor firm. I started this business activity in 10/2016. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 9/13/2019 - Colonial River Financial Services LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner - Started 03/01/2014 - 10 Hours Per Month During Securities Trading - Insurance Agency that sells Life, Long Term Care, Property and Casualty, Disability, and Fixed Annuities. This was previously named Colonial River Financial, LLC. 8. 6/4/2021 - Virginia Palms LLC - Investment Related - 205 Bulifants Blvd Suite D, Williamsburg, VA 23188 - Real Estate Rental - Started 04/06/2021 - 2 Hours Per Month/0 Hours During Securities Trading 9. 05/18/2023 - Elisa Ann Properties LLC - Investment Related - Midlothian, VA - Real Estate Rental - Started 09/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-30
• S63 Uniform Securities Agent State Law Examination
  2006-01-06

Other Names

• Devin J Garifalo