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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-23
WA RA APPROVED 2024-09-23
  • TX RA
    APPROVED
    Since 2024-09-23
  • WA RA
    APPROVED
    Since 2024-09-23

Branch Locations

10400 Ne 4Th St Pbig - Bellevue Private Wealth, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Seattle WA 08/2008 07/2019
Jpmorgan Chase Bank Na Seattle WA 07/2019 09/2024
Jpmorgan Securities Llc Seattle WA 07/2019 09/2024
Renty, Inc. Seattle WA 01/2017 01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 09/2024 Present
Bank Of America, N.A. Seattle WA 01/2025 Present
  • 08/2008 → 07/2019
    Goldman Sachs
    Seattle, WA
  • 07/2019 → 09/2024
    Jpmorgan Chase Bank Na
    Seattle, WA
  • 07/2019 → 09/2024
    Jpmorgan Securities Llc
    Seattle, WA
  • 01/2017 → 01/2022
    Renty, Inc.
    Seattle, WA
  • 09/2024 → Present
    Seattle, WA
  • 01/2025 → Present
    Bank Of America, N.A.
    Seattle, WA
Previous Registrations
Other Businesses

I*2030301, Entity Type, Name of OBA: Boyer Children's Clinic Address: Seattle,Washington, 98101 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/03/2024 No Hours: 0 No Hours during trading: 0 Duties: Boyer Children's Clinic is a clinic for disabled children, ages birth to three years old, primarily. I have served on their Board for nearly 15 years. I am currently a Board Member - At Large which means I am no longer involved in any governance. I*3925266 Entity Type: Entity For Profit Name of OBA: Gymee LLC Address: Seattle, Washington, 98177 Investment Related: No Position, Title, Association: Director,Owner Employee Start Date: 03/03/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: This business is going to be built by my brother; it was my idea, thus my ownership basis. Its function is to commercialize a reciprocal gym membership program across the United States. I will be the majority owner, but will have no daily responsibilities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-08
S66 Uniform Combined State Law Examination 2005-06-06
S63 Uniform Securities Agent State Law Examination 2000-02-15
  • S65 Uniform Investment Adviser Law Examination
    2024-04-08
  • S66 Uniform Combined State Law Examination
    2005-06-06
  • S63 Uniform Securities Agent State Law Examination
    2000-02-15
Other Names
  • Jacob Michael Burns
  • Jacob Burns

View on SEC IAPD

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