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5000 Horizons Drive, Upper Arlington, OH 43220 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-01-19 |
Branch Locations
Thompson Station, TN • United States
5000 Horizons Drive, Upper Arlington, OH 43220 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Thompsons Station | TN | 04/2016 | 10/2016 |
| Trendency Capital Management, Llc | Thompsons Stations | TN | 04/2016 | 01/2017 |
| Independent Insuance Agent | Thompsons Station | TN | 03/2016 | Present |
| United Planners Financial Services Of America | Scottsdale | AZ | 11/2016 | Present |
| Tcp Asset Management, Llc | Columbus | OH | 01/2017 | Present |
| Robert M Mitchell Jr | Thompsons Station | TN | 12/2016 | Present |
| Trendency Capital Partners | Thompsons Station | TN | 11/2016 | Present |
| Trendency Capital Partners | Spring Hill | TN | 07/2017 | Present |
| Robert M Mitchell Jr Independent Insurance | Spring Hill | TN | 12/2016 | Present |
| Tcp Asset Management, Llc | Spring Hill | TN | 07/2017 | Present |
| Robert M Mitchell Jr | Spring Hill | TN | 12/2016 | Present |
| Tcp Asset Management, Llc | Spring Hill | TN | 07/2017 | Present |
| Trendency Capital Partners | Springhill | TN | 07/2017 | Present |
| Riley Benefits And Investment Group | Spring Hill | TN | 05/2018 | Present |
| Hyams And Associates | Brentwood | TN | 04/2020 | Present |
| Tcp Asset Management, Llc | Thompsons Station | TN | 07/2017 | Present |
1.) TCP ASSET MANAGEMENT, LLC - RETIREMENT PLAN SERVICES-WEALTH ADVISOR - REGISTERED INVESTMENT ADVISOR - THOMPSONS STATION, TN - SINCE 07/2017 - INVESTMENT RELATED 2.) ROBERT M MITCHELL JR INDEPENDENT INSURANCE - LICENSED AGENT - NON-VARIABLE INSURANCE - THOMPSONS STATION, TN - SINCE 12/2016 - INVESTMENT RELATED 3.) RILEY BENEFITS AND INVESTMENT GROUP - ASSOCIATE - DBA FOR MARKETING PURPOSES ONLY - THOMPSONS STATION, TN - SINCE 05/2018 - INVESTMENT RELATED 4.) HYAMS AND ASSOCIATES - ADMINISTRATION CONSULTING - CONSULTING SERVICES - BRENTWOOD, TN - SINCE 04/2020 - NOT INVESTMENT RELATED 5.) TCP ASSET MANAGEMENT - ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - THOMPSONS STATION, TN - SINCE 10/2020 - INVESTMENT RELATED 6.) MITCHELL CAPITAL MANAGEMENT INC. - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - THOMPSONS STATION, TN - SINCE 01/2018 - INVESTMENT RELATED 7.) KADDY SHACK ROADHOUSE INC - MINORITY OWNERSHIP - RESTAURANT-MEMPHIS BLUES BBQ - FRANKLIN, TN - SINCE 06/2026 - NOT INVESTMENT RELATED 8.) MITCHELL CAPITAL MANAGEMENT INC. - PRESIDENT - MITCHELL CAPITAL MANAGEMENT(MCM) INC, C CORP. THIS IS A CORPORATE SHIELD - THOMPSON STATION, TN - SINCE 05/2017 - NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-21 |
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