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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2016-05-09
  • MS RA
    APPROVED
    Since 2016-05-09

Branch Locations

251 Trace Colony Park Drive Suite C, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Ridgeland MS 04/2016 Present
Kestra Investment Services, Llc Ridgeland MS 10/2014 Present
Other Businesses

Business Name: WealthPartners Investment Related: Yes Address: 220 Trace Colony Park Drive, Suite 220 Ridgeland MS 39157 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Registered Field Assistant Start Date: 11/4/2014 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: operations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-15
S63 Uniform Securities Agent State Law Examination 2004-09-25
  • S65 Uniform Investment Adviser Law Examination
    2015-04-15
  • S63 Uniform Securities Agent State Law Examination
    2004-09-25
Other Names
  • Erin Powell

View on SEC IAPD

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