Vincent Desimone

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-06-06
NJ	RA	APPROVED	2023-03-08
NY	RA	APPROVED	2023-03-07

CT RA
APPROVED

Since 2023-06-06
NJ RA
APPROVED

Since 2023-03-08
NY RA
APPROVED

Since 2023-03-07

Branch Locations

Ridfefield, CT • United States

1350 Avenue Of The Americas Suite 2405, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	New York	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	03/2023
Wells Fargo Advisors Financial Network, Llc	New York	NY	03/2023	Present

05/2009 → 11/2016

Wells Fargo Advisors, Llc

New York, NY
11/2016 → 03/2023

Wells Fargo Clearing Services, Llc

New York, NY
03/2023 → Present

Wells Fargo Advisors Financial Network, Llc

New York, NY

Previous Registrations

2005-03-14 → 2023-03-07

Wells Fargo Clearing Services, Llc

New York, NY

New York, NY

Other Businesses

AKD WEALTH PARTNERS, LLC, INVT RELATED, NEW YORK, NY, 10% OWNERSHIP, START DATE 3/14/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE. THREE M V, LLC, INVT RELATED, RIDGEFIELD, CT, 100% OWNERSHIP, START DATE 3/14/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-03-11
S63	Uniform Securities Agent State Law Examination	2004-11-19

S65 Uniform Investment Adviser Law Examination

2005-03-11
S63 Uniform Securities Agent State Law Examination

2004-11-19

Designations

Other Names

Vincent S Desimone
Vincent M Desimone

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