Joel Robinson Nichols

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2023-07-20
TX	RA	APPROVED_RES	2010-08-30
FL	RA	APPROVED	2006-05-15

ME RA
APPROVED

Since 2023-07-20
TX RA
APPROVED_RES

Since 2010-08-30
FL RA
APPROVED

Since 2006-05-15

Branch Locations

Independent Square One Independent Dr. Suite 1700, Jacksonville, FL 32202 • United States

St Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Jacksonville	FL	04/2006	Present

04/2006 → Present

Ubs Financial Services Inc

Jacksonville, FL

Previous Registrations

2005-06-27 → 2006-04-04

Mml Investors Services, Llc

Jacksonville, FL

Other Businesses

Young Life of North Saint Johns County / 4510 Palm Valley Rd, Ponte Vedra,Florida 32082 / Other/ Charities, Cultural, Educational & Political Organisations / ministry to teenagers / Member of a committee with management or supervisory functions / / supervise staff, fundraising / Start Date 03/01/2016/ charitable Corporation /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-04
S63	Uniform Securities Agent State Law Examination	2004-10-14

S65 Uniform Investment Adviser Law Examination

2005-06-04
S63 Uniform Securities Agent State Law Examination

2004-10-14

View on SEC IAPD