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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-02 |
Branch Locations
San Antonio, TX • United States
5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intercontinental Asset Mgmt | San Antonio | TX | 05/2015 | 08/2017 |
| Intercontinental Weatlh | San Antonio | TX | 05/2015 | 08/2017 |
| Mass Mutual Life Insurance Company | San Antonio | TX | 08/2017 | 12/2019 |
| Mml Investors Services | San Antonio | TX | 09/2017 | 12/2019 |
| Prudential Insurance Company Of America | San Antonio | TX | 01/2020 | 11/2024 |
| Pruco Securities, Llc. | San Antonio | TX | 01/2020 | 11/2024 |
| Ameriprise Financial Services, Llc | San Antonio | TX | 12/2024 | 11/2025 |
| Lpl Enterprise Llc | Plano | TX | 12/2025 | Present |
1. 11/18/2025 - Jaime Chavez Llerenas N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - San Antonio, TX - INV REL - Start Date: 10/17/2025 - 160 Hrs/Mth - 160 Hrs During Trading 2. 11/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - San Antonio, TX - INV REL - Start Date: 10/17/2025 - 160 Hrs/Mth - 160 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-25 |
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