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Brett Alexander Fisher

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Lake Oswego, OR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-01-07
CA RA APPROVED 2005-05-03
  • TX RA
    APPROVED_RES
    Since 2010-01-07
  • CA RA
    APPROVED
    Since 2005-05-03

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

6000 Meadows Rd, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Lake Oswego OR 04/2005 Present
Bank Of America, Na Portland OR 11/2009 Present
  • 04/2005 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Lake Oswego, OR
  • 11/2009 → Present
    Bank Of America, Na
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-10
  • S66 Uniform Combined State Law Examination
    2005-01-10

View on SEC IAPD

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