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Current Employers
Main Street Financial Solutions, Llc

104 Pheasant Run Suite 103, Newtown, PA 18940 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-04-25
TX RA APPROVED 2022-04-22
  • NJ RA
    APPROVED
    Since 2022-04-25
  • TX RA
    APPROVED
    Since 2022-04-22

Branch Locations

104 Pheasant Run Suite 103, Newtown, PA 18940 • United States

312 Route 38 West Suite 101, Moorestown, NJ 08057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Marlton NJ 06/2003 04/2022
Bank Of America, N.A. Mount Laurel NJ 07/2011 04/2022
Main Street Financial Solutions, Llc Moorestown NJ 04/2022 Present
Previous Registrations
Other Businesses

I*123891 For profit or not for profit: Non-Profit Organization Name of outside business organization: Lakeside Home Owners Association Investment related: N Address of business: medford, New Jersey 08055 Nature of business: Cooperative, Position, title, association: Advisory Board Member, Start date of relationship: 6/1/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Assistance in Board of directors decision on all things related to the association.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-16
  • S66 Uniform Combined State Law Examination
    2004-12-16

View on SEC IAPD

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