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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| WI | RA | APPROVED | 2011-04-25 |
| IA | RA | APPROVED | 2007-08-15 |
Branch Locations
Dupaco Financial Svc., Inc 1200 W. Main Street, Manchester, IA 52057 • United States
Dupaco Financial Svc., Inc 807 Ninth Street Se, Dyersville, IA 52040 • United States
Dupaco Financial Svc., Inc 1465 Sycamore Street, Dubuque, IA 52001 • United States
1100 E Business Hwy 151, Platteville, WI 53818 • United States
3999 Pennsylvania Ave, Dubuque, IA 52002 • United States
185 Peosta Street, Peosta, IA 52068 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dubuque | IA | 08/2007 | Present |
| Dupaco Financial Services, Inc | Dubuque | IA | 08/2007 | Present |
1. 08/13/2007 - Dupaco Financial Services - Non-Variable Insurance DBA - 10% TIME SPENT - Fixed annuities, Term life
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-21 |
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