John Robert Workman

Current Employers

Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-07-25

AZ RA
APPROVED

Since 2022-07-25

Branch Locations

15169 N. Scottsdale Rd Suite 3005, Scottsdale, AZ 85254 • United States

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Convergent Wealth Advisors, Llc	Portland	OR	05/2007	10/2016
Pathstone Federal Street	Scottsdale	AZ	11/2016	07/2022
Pathstone	Scottsdale	AZ	07/2022	Present

05/2007 → 10/2016

Convergent Wealth Advisors, Llc

Portland, OR
11/2016 → 07/2022

Pathstone Federal Street

Scottsdale, AZ
07/2022 → Present

Pathstone

Scottsdale, AZ

Previous Registrations

2007-05-18 → 2016-10-31

Convergent Wealth Advisors, Llc

Portland, OR

Portland, OR

Portland, OR
2004-10-11 → 2007-05-18

Windermere Investment Associates, Llc

Portland, OR

Other Businesses

Mr. Workman provides services to Alpine Managers. He spends approximately 2-5 hours per month working with Alpine Managers and is presently not compensated for this work. Alpine Managers is a paying client of Pathstone.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-10-08

S65 Uniform Investment Adviser Law Examination

2004-10-08

View on SEC IAPD