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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| UT | RA | APPROVED | 2006-02-13 |
| NC | RA | APPROVED | 2006-02-07 |
| MT | RA | APPROVED | 2005-01-04 |
Branch Locations
101 River Drive North Suite 101, Great Falls, MT 59401-4200 • United States
Power, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Great Falls | MT | 03/2008 | Present |
(1) CASCADE FARMERS MUTUAL INSURANCE; ADDRESS: 5000 9TH AVE S, GREAT FALLS, MT, 59405; BUSINESS DESCRIPTION: SMALL MUTUAL HOME AND AUTO INSURANCE COMPANY; START DATE: 08/27/14; NOT INVESTMENT RELATED; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED TO THIS OBA PER MONTH: 1, HOURS DEVOTED DURING SECURITIES TRADING: 2;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-22 |
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