Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-17 |
| NJ | RA | APPROVED | 2022-07-01 |
| KS | RA | APPROVED | 2022-05-18 |
Branch Locations
5910 Mineral Point Rd., Madison, WI 53705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Creating & Managing Wealth | Irving | TX | 10/2016 | 11/2016 |
| Lincoln Investment | Fort Washington | PA | 10/2016 | 11/2016 |
| Unemployed | Decatur | TX | 12/2016 | 03/2017 |
| Lpl Financial, Llc | Fort Worth | TX | 03/2017 | 05/2017 |
| Swmg, Llc | Fort Worth | TX | 02/2017 | 05/2017 |
| Oppenheimer & Co., Inc. | Fort Worth | TX | 10/2017 | 03/2018 |
| Unemployed | Fort Worth | TX | 05/2017 | 07/2017 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 05/2021 | 05/2022 |
| Cuna Mutual Group | Waverly | IA | 05/2021 | 05/2022 |
| Unemployed | Wichita | KS | 03/2018 | 07/2019 |
| Bankers Life | Wichita | KS | 07/2019 | 12/2019 |
| Faneuil | Wichita | KS | 01/2020 | 11/2020 |
| Cuna Mutual Group | Waverly | IA | 11/2020 | 05/2021 |
| Lpl Financial Llc | Wichita | KS | 05/2022 | Present |
1.05/18/2022-Investor Guidance Center- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- 2 - 04/08/2025 - NONE - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start date: 04/04/2025 - 10 Hrs/Mth - 10 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
Reach out to this advisor