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Suzanne M. Marjorie Sloan

Ubs Financial Services Inc.

Mt. Laurel, NJ

Medford Lakes, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-13
NJ RA APPROVED 2012-09-20
  • TX RA
    APPROVED_RES
    Since 2014-02-13
  • NJ RA
    APPROVED
    Since 2012-09-20

Branch Locations

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Medford Lakes, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Mt. Laurel NJ 09/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-09-27
    Morgan Stanley
    Marlton, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Voorhees, NJ
  • 2004-11-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Voorhees, NJ
    Voorhees, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-29
  • S66 Uniform Combined State Law Examination
    2004-10-29
Other Names
  • Suzanne M Schwester
  • Suzanne Marjorie Sloan
  • Suzanne Schwester Sloan

View on SEC IAPD

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