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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-11 |
| GA | RA | APPROVED | 2019-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burlington | VT | 08/2008 | 03/2017 |
| Rw Baird | Charleston | SC | 03/2017 | 03/2018 |
| Ubs Financial Services Inc | Atlanta | GA | 03/2018 | 02/2019 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 02/2019 | 09/2019 |
| Jpmorgan Securities, Llc. | Atlanta | GA | 02/2019 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 09/2019 | Present |
| Bank Of America, N.A. | Atlanta | GA | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-31 |
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