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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2010-05-11 |
| VA | RA | APPROVED | 2009-11-12 |
Branch Locations
44675 Cape Ct, Suite 100, Ashburn, VA 20147 • United States
3300 North Ridge Road, Suite 380, Ellicott City, MD 21043 • United States
Centreville, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Centreville | VA | 11/2009 | Present |
1. 1/4/2010: OTHER-NOTARY - PROVIDING NOTARY PUBLIC SERVICE. - NOT INVESTMENT RELATED - TIME SPENT 0% - ARLINGTON, VA. 2. 3/25/2010: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - FENWAY FINANCIAL GROUP - INVESTMENT RELATED - ARLINGTON, VA. 3. 10/26/2010: NON-VARIABLE INSURANCE - FENWAY FINANCIAL GROUP LLC - WOULD LIKE TO OFFER GROUP HEALTH BENEFITS. I WILL BE REFERRING BUSINESS TO AN ESTABLISHED SALES AGENT FOR ANTHEM AND CAREFIRST. WE WILL SPLIT REVENUE 50/50 AT CARRIER LEVEL. - INVESTMENT RELATED - TIME SPENT 10% - ARLINGTON, VA. 4. 11/2/2010: NON-VARIABLE INSURANCE - FENWAY FINANCIAL GROUP, LLC - ADD PERSONAL LINES AND COMMERCIAL INSURANCE TO MY CURRENT MIX OF FINANCIAL PRODUCTS AND SERVICES USING THE LPL APPROVED DBA, "FENWAY FINANCIAL GROUP, LLC". - INVESTMENT RELATED - TIME SPENT 10% - ARLINGTON, VA. 5. 3/18/2011: NON-VARIABLE INSURANCE - DESIRE TO CONTRACT DIRECTLY WITH HARTFORD FOR TERM AND NON-VARIABLE INSURANCE BUSINESS. LICENSED IN DC, MD, VA AND NJ. - INVESTMENT RELATED - 2% OF TIME SPENT - ARLINGTON, VA. 6. 10/06/2021 - Sage Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/05/2021 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-23 |
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