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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2010-05-11
VA RA APPROVED 2009-11-12
  • MD RA
    APPROVED
    Since 2010-05-11
  • VA RA
    APPROVED
    Since 2009-11-12

Branch Locations

44675 Cape Ct, Suite 100, Ashburn, VA 20147 • United States

3300 North Ridge Road, Suite 380, Ellicott City, MD 21043 • United States

Centreville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Centreville VA 11/2009 Present
  • 11/2009 → Present
    Lpl Financial
    Centreville, VA
Previous Registrations
  • 2006-02-21 → 2009-11-27
    Fairfax, VA
    Washington, DC
    Fairfax, VA
    Alexandria, VA
    Vienna, VA
    New York, NY
    Pikesville, MD
  • 2004-10-25 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Pikesville, MD
Other Businesses

1. 1/4/2010: OTHER-NOTARY - PROVIDING NOTARY PUBLIC SERVICE. - NOT INVESTMENT RELATED - TIME SPENT 0% - ARLINGTON, VA. 2. 3/25/2010: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - FENWAY FINANCIAL GROUP - INVESTMENT RELATED - ARLINGTON, VA. 3. 10/26/2010: NON-VARIABLE INSURANCE - FENWAY FINANCIAL GROUP LLC - WOULD LIKE TO OFFER GROUP HEALTH BENEFITS. I WILL BE REFERRING BUSINESS TO AN ESTABLISHED SALES AGENT FOR ANTHEM AND CAREFIRST. WE WILL SPLIT REVENUE 50/50 AT CARRIER LEVEL. - INVESTMENT RELATED - TIME SPENT 10% - ARLINGTON, VA. 4. 11/2/2010: NON-VARIABLE INSURANCE - FENWAY FINANCIAL GROUP, LLC - ADD PERSONAL LINES AND COMMERCIAL INSURANCE TO MY CURRENT MIX OF FINANCIAL PRODUCTS AND SERVICES USING THE LPL APPROVED DBA, "FENWAY FINANCIAL GROUP, LLC". - INVESTMENT RELATED - TIME SPENT 10% - ARLINGTON, VA. 5. 3/18/2011: NON-VARIABLE INSURANCE - DESIRE TO CONTRACT DIRECTLY WITH HARTFORD FOR TERM AND NON-VARIABLE INSURANCE BUSINESS. LICENSED IN DC, MD, VA AND NJ. - INVESTMENT RELATED - 2% OF TIME SPENT - ARLINGTON, VA. 6. 10/06/2021 - Sage Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/05/2021 - 4 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-23
  • S66 Uniform Combined State Law Examination
    2004-10-23

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