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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
Branch Locations
2029 Cenury Park E Ste 800, Los Angeles, CA 90067 • United States
Redondo Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank | Beverly Hills | CA | 08/2013 | 10/2016 |
| Unionbanc Investment Services | Beverly Hills | CA | 10/2013 | 10/2016 |
| Wells Fargo Advisors | Los Angeles | CA | 10/2016 | 11/2016 |
| Wells Fargo Bank | Los Angeles | CA | 10/2016 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 02/2022 |
| Mufg Union Bank | Los Angeles | CA | 02/2022 | 05/2023 |
| Unionbanc Investment Services | Los Angeles | CA | 02/2022 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Los Angeles | CA | 05/2023 | 08/2023 |
| U.S. Bank | Los Angeles | CA | 05/2023 | 08/2023 |
| Comerica | Los Angeles | CA | 08/2023 | 11/2023 |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 11/2023 | Present |
Business Ownership; 9 Months Later, LLC; Co-owner; Retail; 2103 Bataan Rd, Unit B, Redondo Beach, CA, 90278; Not Investment-Related; 08/29/2014; 0 hours per month; 0 during trading hours. Outside Employment; Comerica Bank; Private Banking Advisor, Senior Vice President; I am a Private Banking Advisor for Comerica Bank.; 2029 Century Park East, Ste. 800, Century City, CA, 90067; Investment-Related; 08/21/2023; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-14 |
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