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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-03-25
  • OH RA
    APPROVED
    Since 2017-03-25

Branch Locations

508 Hopewell Drive, Suite 100 Box 2062, Heath, OH 43056 • United States

Newark, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Dublin OH 08/2004 03/2017
Massachusetts Mutual Life Insurance Company Heath OH 07/2016 Present
Mml Investors Services Heath OH 03/2017 Present
  • 08/2004 → 03/2017
    Metlife Securities
    Dublin, OH
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Heath, OH
  • 03/2017 → Present
    Mml Investors Services
    Heath, OH
Previous Registrations
  • 2006-03-21 → 2017-03-25
    Msi Financial Services, Inc.
    Newark, OH
    Dublin, OH
    Dublin, OH
    Newark, OH
Other Businesses

(1) NAME: RITIA DAWN BROWN, INV REL: Y ADDR: 508 HOPEWELL DRIVE SUITE 100 HEATH OH 43056 NATURE: LIFE INSURANCE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, TRADITIONAL LIFE, LTC, DI, AND FIXED ANNUITIES INSURANCE SALES POSITION: SALES/AGENT START: 4/1/2013 NO HR/MO: 10 NO HR/MO DUR TRADING: 10 (2) NAME: Lifewise INV REL: N ADD: 735 Mount Vernon Rd, Newark OH 43055 NATURE: Bible education in public schools during school hours POSITION: Board Member - Ledger Leader START DATE: 11/17/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: Assist program director in establishing an annual budget, serve as an expense administrator, review monthly finance reports, and send out thank you notes. (3) NAME: TRUE CORE SUPERVISORY BOARD INV REL: Y ADD: 508 HOPEWELL DRIVE HEATH, OH 43056 NATURE: FEDERAL CREDIT UNION POSITION: COMMITTEE MEMBER START DATE: 01/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DUTIES: PROVIDE OVERSIGHT FOR SAFEGUARDING & ENSURING ACCURACY AND INTEGRITY OF ITS FINANCIAL REPORTING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-12-19
  • S63 Uniform Securities Agent State Law Examination
    2005-12-19
Other Names
  • Ritia Dawn Brown
  • Dawn Brown
  • R. Dawn Brown

View on SEC IAPD

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