Daniel J Fixler

Pgim Investments LLC

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Current Employers

Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-01-20

NJ RA
APPROVED

Since 2023-01-20

Branch Locations

Sudbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Boston	MA	11/2013	10/2018
John Hancock	Boston	MA	11/2013	12/2022
John Hancock Investment Management Distributors Llc	Boston	MA	10/2019	12/2022
Pgim Investments, Llc	Sudbury	MA	01/2023	Present
Prudential Investment Management Services Llc	Sudbury	MA	01/2023	Present

11/2013 → 10/2018

Signator Investors, Inc.

Boston, MA
11/2013 → 12/2022

John Hancock

Boston, MA
10/2019 → 12/2022

John Hancock Investment Management Distributors Llc

Boston, MA
01/2023 → Present

Pgim Investments, Llc

Sudbury, MA
01/2023 → Present

Prudential Investment Management Services Llc

Sudbury, MA

Previous Registrations

2019-10-31 → 2023-01-06

John Hancock Investment Management Llc

Boston, MA

Boston, MA
2013-11-21 → 2018-11-02

Signator Investors, Inc.

Boston, MA
2011-03-04 → 2013-11-19

Mml Investors Services, Llc

Mclean, VA
2009-03-13 → 2009-04-15

Rbc Capital Markets, Llc

Washington, DC
2005-08-08 → 2009-03-13

Ferris, Baker Watts, Llc

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-05

S66 Uniform Combined State Law Examination

2004-10-05

Other Names

Daniel Joseph Fixler

View on SEC IAPD

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