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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 1 Reckson Plaza, G, , Uniondale, NY 11556 • United States

Citi Retail Banking 38-17 Main Street, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Rego Park NY 06/2013 Present
Previous Registrations
  • 2005-09-30 → 2005-11-07
    Td Ameritrade, Inc.
    Flushing, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-14
S66 Uniform Combined State Law Examination 2005-09-26
S63 Uniform Securities Agent State Law Examination 2004-12-04
  • S65 Uniform Investment Adviser Law Examination
    2020-03-14
  • S66 Uniform Combined State Law Examination
    2005-09-26
  • S63 Uniform Securities Agent State Law Examination
    2004-12-04

View on SEC IAPD

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