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Allen Jay Van Maanen

Ubs Financial Services Inc.

Sugar Land, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-08
  • TX RA
    APPROVED
    Since 2022-12-08

Branch Locations

15958 City Walk #240, Sugar Land, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 02/2010 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 12/2022
Ubs Financial Services, Inc. Richmond TX 12/2022 Present
Previous Registrations
  • 2010-02-12 → 2022-12-14
    Wells Fargo Clearing Services, Llc
    Houston, TX
    Houston, TX
    Austin, TX
    Houston, TX
    Charlotte, NC
    Houston, TX
    Las Vegas, NV
    Houston, TX
    Houston, TX
    San Antonio, TX
    Tyler, TX
  • 2005-01-07 → 2010-01-12
    Wells Fargo Investments, Llc
    Houston, TX
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-17
  • S66 Uniform Combined State Law Examination
    2004-12-17
Other Names
  • Allen Van Maanen

View on SEC IAPD

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