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Kim Louis Magana

Marathon Capital Management, LLC

Huntington Beach, CA

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Current Employers
Marathon Capital Management, Llc

Huntington Beach, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-08
CA RA APPROVED 2018-06-08
  • TX RA
    APPROVED_RES
    Since 2019-04-08
  • CA RA
    APPROVED
    Since 2018-06-08

Branch Locations

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marathon Capital Management Huntington Beach CA 10/2004 Present
  • 10/2004 → Present
    Marathon Capital Management
    Huntington Beach, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-07-20
S65 Uniform Investment Adviser Law Examination 2004-07-20
  • S63 Uniform Securities Agent State Law Examination
    2004-07-20
  • S65 Uniform Investment Adviser Law Examination
    2004-07-20

View on SEC IAPD

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