Kelly Pivola

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-09-18
FL	RA	APPROVED	2013-12-17

TX RA
APPROVED_RES

Since 2024-09-18
FL RA
APPROVED

Since 2013-12-17

Branch Locations

818 Highway A1A, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Jacksonville	FL	12/2013	11/2016
Wells Fargo Clearing Services, Llc	Jacksonville	FL	11/2016	Present

12/2013 → 11/2016

Wells Fargo Advisors, Llc

Jacksonville, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Jacksonville, FL

Previous Registrations

2010-10-08 → 2013-12-18

Morgan Stanley

Boca Raton, FL

Purchase, NY

Boca Raton, FL

Boca Raton, FL
2005-08-05 → 2009-05-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL

Boca Raton, FL
2000-08-04 → 2005-08-05

Morgan Stanley Dw Inc.

Boca Raton, FL

Other Businesses

NOTARY PUBLIC; NOT INV RELATED; FLORIDA; START 2/16/2012; LESS THAN 1 HR PER MONTH; LESS THAN 1 HR PER MONTH DURING TRADING. 18 LODGE TRAIL LLC, INV RELATED, NYE, MT, 90% OWNERSHIP WITH SPOUSE, START 11/15/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, TO HOLD VACATION HOME. RENTAL PROPERTY, INV RELATED, JACKSONVILLE, FL, 100% OWNERSHIP, START 4/20/2024, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-22

S66 Uniform Combined State Law Examination

2010-07-22

View on SEC IAPD