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Current Employers
Four Points Advisors, Llc

99 Park Avenue Floor 8, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-26
FL RA APPROVED 2025-11-06
  • NY RA
    APPROVED
    Since 2026-02-26
  • FL RA
    APPROVED
    Since 2025-11-06

Branch Locations

Tampa, FL • United States

99 Park Avenue Floor 8, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hawking Alpha Tampa FL 01/2014 12/2024
Drexel Hamilton New York NY 07/2018 08/2019
Four Points Capital Partners New York NY 08/2019 Present
Delta 1X Tampa FL 07/2018 10/2021
Aegis Guild Capital Tampa FL 10/2025 Present
Four Points Advisors New York NY 10/2025 Present
  • 01/2014 → 12/2024
    Hawking Alpha
    Tampa, FL
  • 07/2018 → 08/2019
    Drexel Hamilton
    New York, NY
  • 08/2019 → Present
    Four Points Capital Partners
    New York, NY
  • 07/2018 → 10/2021
    Delta 1X
    Tampa, FL
  • 10/2025 → Present
    Aegis Guild Capital
    Tampa, FL
  • 10/2025 → Present
    Four Points Advisors
    New York, NY
Other Businesses

(1) AMERICAN RESOURCES CORP., FISHERS, INDIANA; NOT INVESTMENT RELATED; START SEPTEMBER 2023; DIRECTOR; CHAIR OF AUDIT AND COMPENSATION COMMITTEE; 2 HOURS/WEEK. (2) ALPHA ANALYTICS ADVISORS, TAMPA, FLORIDA; NOT INVESTMENT RELATED; STARTED NOVEMBER 2024; MANAGING MEMBER; CONSULTING FOR COMPANIES MANAGEMENT INSIDE OF PRIVATE EQUITY PORTFOLIOS ON STRATEGY (3) ROYALTY MANAGEMENT HOLDING CORP, FISHERS, INDIANA; NOT INVESTMENT RELATED; STARTED NOVEMBER 2024; BOARD CHAIR; LEADING A BOARD ON THE ENVIRONMENTAL AND CONSULTING SERVICES THAT CAN BE PROVIDED BY CORE ASSETS; 4 HOUR/MONTH (4) AEGIS GUILD CAPITAL LLC, TAMPA, FLORIDA; INVESTMENT RELATED; STARTED NOVEMBER 2025; FOUNDER OF REGISTERED INVESTMENT ADVISER: SUPERVISES INVESTMENT PORTFOLIOS FOR CLIENTS WITH THEIR OWN SEPARATE ACCOUNTS AND FOR POOLED VEHICLES; THE FIRM SPECIALIZES IN SELECTING UNDERLYING MANAGERS, ALLOCATING CAPITAL GLOBALLY ACROSS INVESTMENT STRATEGIES AND ASSET CLASSES, AND PROVIDING DETAILED PORTFOLIO REPORTING. 40 HOURS/WEEK. (5) APPTECH MINERALS LLC, BECKLEY, WEST VIRGINIA; NOT INVESTMENT RELATED; STARTED OCTOBER 2025; FOUNDER: TO EXPLORE THE POTENTIAL OF REFINING COAL TAILINGS WITH STRATEGIC PARTNERS IN WEST VIRGINIA; 10 HOURS/WEEK. (6) GENESIS SYSTEMS LLC, TAMPA, FLORIDA; NOT INVESTMENT RELATED; STARTED DECEMBER 2024; BOARD MEMBER OF ATMOSPHERIC WATER GENERATION COMPANY IN WHICH I GUIDE THE COMPANY THROUGH ITS TRANSITION FROM A STARTUP TO A GROWTH COMPANY WITHIN ITS INDUSTRY; 2 HOURS/WEEK. (7) FOUR POINTS ADVISORS, NEW YORK, NY; INVESTMENT RELATED; STARTED OCTOBER 2025; INVESTMENT ADVISER REPRESENTATIVE: INVESTING CLIENT CAPITAL IN A BETA REPLICATION OF A DIVERSIFIED LONG/SHORT MULTI-STRATEGY POD SHOP; 20 HOURS/MONTH. (8) RE ELEMENT TECHNOLOGIES, FISHERS, INDIANA; STARTED JANUARY 2025; ADVISOR; ADVISE THE COMPANY ON CAPTIAL MARKETS OPPORTUNITIES POTENTIALLY AVAILABLE. 1 HOUR/WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-25
S63 Uniform Securities Agent State Law Examination 2018-06-28
  • S65 Uniform Investment Adviser Law Examination
    2026-02-25
  • S63 Uniform Securities Agent State Law Examination
    2018-06-28
Other Names
  • David Joshua Hawes
  • Josh Hawes

View on SEC IAPD

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