Cari Leamy

Current Employers

Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-21

CA RA
APPROVED

Since 2026-01-21

Branch Locations

16430 North Scottsdale Road Suite 200, Scottsdale, AZ 85254 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Family Ceo	Carlsbad	CA	09/2016	07/2018
Guide My Finances	Carlsbad	CA	08/2018	05/2019
Intelligence Driven Advisers	Carlsbad	CA	10/2019	08/2020
Brighton Jones	San Francisco	CA	08/2022	04/2023
Professional Development & Pandemic Family Ceo	Carlsbad	CA	09/2020	07/2022
Family Ceo	Carlsbad	CA	06/2019	09/2019
Refresh Investments	Santa Monica	CA	06/2023	05/2024
Cari Financial Consulting	Carlsbad	CA	06/2024	08/2025
Newedge Advisors, Llc	New Orleans	LA	08/2025	Present

09/2016 → 07/2018

Family Ceo

Carlsbad, CA
08/2018 → 05/2019

Guide My Finances

Carlsbad, CA
10/2019 → 08/2020

Intelligence Driven Advisers

Carlsbad, CA
08/2022 → 04/2023

Brighton Jones

San Francisco, CA
09/2020 → 07/2022

Professional Development & Pandemic Family Ceo

Carlsbad, CA
06/2019 → 09/2019

Family Ceo

Carlsbad, CA
06/2023 → 05/2024

Refresh Investments

Santa Monica, CA
06/2024 → 08/2025

Cari Financial Consulting

Carlsbad, CA
08/2025 → Present

Newedge Advisors, Llc

New Orleans, LA

Previous Registrations

2023-07-03 → 2024-07-03

Refresh Investments

Carlsbad, CA

Santa Monica, CA
2022-11-16 → 2023-04-19

Brighton Jones Llc

Seattle, WA

San Francisco, CA
2022-04-13 → 2022-04-13

Summitry, Llc

Foster City, CA

Foster City, CA
2020-08-11 → 2020-08-13

Intelligence Driven Advisers, Llc

Carlsbad, CA
2007-08-22 → 2008-07-17

Fisher Investments

Vancouver, WA

Plano, TX
2006-06-28 → 2007-07-23

Osaic Fa, Inc.

Portland, OR

Fort Wayne, IN

Portland, OR
2005-03-16 → 2006-02-08

Banc Of America Investment Services, Inc.

Portland, OR

Other Businesses

Ms. Leamy conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) LDI Advisers. Ms. Leamy is an investment advisor representative and devotes 160 hours per month to this activity during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-08-10
S66	Uniform Combined State Law Examination	2005-03-15

S65 Uniform Investment Adviser Law Examination

2020-08-10
S66 Uniform Combined State Law Examination

2005-03-15

Other Names

Cari Ann Leamy

View on SEC IAPD