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Adam Thomas Keefe

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-03
CA RA APPROVED 2017-03-03
  • TX RA
    APPROVED
    Since 2021-03-03
  • CA RA
    APPROVED
    Since 2017-03-03

Branch Locations

10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Los Angeles CA 05/2011 09/2016
Suntrust Investment Services, Inc Atlanta GA 09/2016 03/2017
Morgan Stanley Los Angeles CA 03/2017 Present
Morgan Stanley Private Bank, National Association New York NY 03/2017 Present
  • 05/2011 → 09/2016
    Suntrust Bank
    Los Angeles, CA
  • 09/2016 → 03/2017
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 03/2017 → Present
    Morgan Stanley
    Los Angeles, CA
  • 03/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2004-08-18 → 2011-06-09
    Csi Capital Management Inc
    Beverly Hills, CA
Other Businesses

*439788 - Trust; Investment related Yes; Pacific Palisades, California; 11/2017; During business hours: 1; After business hours: 4

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-27
S65 Uniform Investment Adviser Law Examination 2004-06-07
  • S66 Uniform Combined State Law Examination
    2017-02-27
  • S65 Uniform Investment Adviser Law Examination
    2004-06-07
Other Names
  • Adam Keefe

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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