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John Douglas Seward

LPl Financial LLC

Clearwater, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-15
  • FL RA
    APPROVED
    Since 2018-02-15

Branch Locations

18167 Us Hwy19 N Ste 400, Clearwater, FL 33764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bayshore Advisory Services Tampa FL 05/2002 Present
Roberts, Seward & Company, Pa Tampa FL 11/1998 Present
Invest Financial Corporation Clearwater FL 01/2011 02/2018
Lpl Financial Llc Clearwater FL 02/2018 Present
  • 05/2002 → Present
    Bayshore Advisory Services
    Tampa, FL
  • 11/1998 → Present
    Roberts, Seward & Company, Pa
    Tampa, FL
  • 01/2011 → 02/2018
    Invest Financial Corporation
    Clearwater, FL
  • 02/2018 → Present
    Clearwater, FL
Previous Registrations
  • 2011-02-18 → 2018-02-15
    Invest Financial Corporation
    Clearwater, FL
    Tampa, FL
    Clearwater, FL
    Tampa, FL
  • 2008-07-22 → 2010-12-31
    Njr Investment Advisory, Inc.
    Tampa, FL
    Tampa, FL
  • 2005-05-27 → 2008-07-08
    Tampa, FL
    Tampa, FL
    Clearwater, FL
Other Businesses

1. 02/14/2018 - SURPLUS LLC - Not Investment Related - 337 S. PLANT AVENUE TAMPA FL 33606 - Business Entity For Tax/Investment Purposes Only - Start Date 12/15/2016 - 1 Hour Per Month/0 Hours During Securities Trading. 2. 6/6/2018 - No Business Name - Investment Related - 337 S Plant Ave Tampa, FL 33606 - Non-Variable Insurance - Start Date: 04/05/2018 - 2 Hours Per Month/2 Hours During Securities Trading - Fixed insurance, not FIA's. 3. 01/08/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/05/2018 - 2 Hours Per Month/ During Trading 4. 02/01/2024 - BAYSHORE ADVISORY SERVICES - Not Investment Related - Tampa, FL - Business Entity For Tax/Investment Purposes Only - CPA/Consultant/Owner - Start Date: 12/28/2017 - 15 Hours Per Month During Securities Trading. 5. 02/01/2024 - Seward & Company, P.A. - Inv Related - Tampa, FL - CPA Affiliate Program - Accounting and tax services - Started: 10/24/2023 - 40 Hrs/mo During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27

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