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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-06-29 |
Branch Locations
1155 S Rangeline Rd Ste 140, Carmel, IN 46032-3771 • United States
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| IN | RA | APPROVED | 2014-05-19 |
Branch Locations
Rangeline Road 1155 Rangeline Rd. Suite 140, Carmel, IN 46032 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 04/2010 | Present |
| Ameriprise Financial Services, Llc | Carmel | IN | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-06 |
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