James Demetrius Kremen

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-24
NJ	RA	APPROVED	2014-10-17

FL RA
APPROVED

Since 2024-06-24
NJ RA
APPROVED

Since 2014-10-17

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Wayne, NJ • United States

Palm Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Paramus	NJ	09/2014	Present

09/2014 → Present

Ubs Financial Services Inc.

Paramus, NJ

Previous Registrations

2009-10-23 → 2014-09-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, NJ

Paramus, NJ

Montvale, NJ
2005-06-22 → 2009-10-23

Banc Of America Investment Services, Inc.

Bulter, NJ

West Milford, NJ

Closter, NJ

Montvale, NJ

Glen Rock, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-21

S66 Uniform Combined State Law Examination

2005-06-21

Other Names

James D Kremen

View on SEC IAPD