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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-02
TX RA APPROVED_RES 2023-05-19
WA RA APPROVED 2006-06-14
  • AZ RA
    APPROVED
    Since 2024-05-02
  • TX RA
    APPROVED_RES
    Since 2023-05-19
  • WA RA
    APPROVED
    Since 2006-06-14

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

1201 Pacific Ave 11Th Fl, Tacoma, WA 98402 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Issaquah WA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Issaquah WA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-22
  • S66 Uniform Combined State Law Examination
    2005-02-22
Other Names
  • David Michael Haas
  • David Michael Haas

View on SEC IAPD

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