William A Grillo

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-08-06
NY	RA	APPROVED	2022-04-21

FL RA
APPROVED

Since 2025-08-06
NY RA
APPROVED

Since 2022-04-21

Branch Locations

Coral Gables, FL • United States

58 South Service Road Suite 310, Melville, NY 11747 • United States

Northport, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Melville	NY	05/2014	11/2016
Wells Fargo Clearing Services, Llc	Melville	NY	11/2016	04/2022
Ubs Financial Services.iNc	Wilmington	NY	04/2022	Present

05/2014 → 11/2016

Wells Fargo Advisors

Melville, NY
11/2016 → 04/2022

Wells Fargo Clearing Services, Llc

Melville, NY
04/2022 → Present

Ubs Financial Services.iNc

Wilmington, NY

Previous Registrations

2014-05-16 → 2022-04-26

Wells Fargo Clearing Services, Llc

Melville, NY
2009-06-01 → 2014-05-27

Morgan Stanley

Melville, NY
2007-11-16 → 2009-06-01

Morgan Stanley & Co. Llc

Melville, NY

Other Businesses

TRUSTEE FOR PARENTS TRUST; INVESTMENT RELATED; NORTHPORT, NY; START DATE 2/2000; 3 HOURS PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-11-14
S63	Uniform Securities Agent State Law Examination	2004-11-15

S65 Uniform Investment Adviser Law Examination

2007-11-14
S63 Uniform Securities Agent State Law Examination

2004-11-15

Other Names

William Grillo
William Grillo
William Anthony Grillo

View on SEC IAPD