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Current Employers
Cl Wealth Management Llc

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-13
  • MN RA
    APPROVED
    Since 2013-11-13

Branch Locations

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

60 Plato Blvd. E. Suite 310, St. Paul, MN 55107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawrence Cumpston & Assoc. St. Paul MN 01/1997 Present
Cl Wealth Management Llc St. Paul MN 10/2011 Present
Cabot Lodge Securities New York NY 06/2013 Present
10,000 Reasons Mn Blaine MN 09/2020 Present
  • 01/1997 → Present
    Lawrence Cumpston & Assoc.
    St. Paul, MN
  • 10/2011 → Present
    St. Paul, MN
  • 06/2013 → Present
    Cabot Lodge Securities
    New York, NY
  • 09/2020 → Present
    10,000 Reasons Mn
    Blaine, MN
Other Businesses

1. LAWRENCE CUMPSTON & ASSOC./380 E LAFAYETTE FRONTAGE ROAD SUITE 110 ST. PAUL, MN 55107/ EMPLOYEE/SINCE JAN 1997/NON INVESTMENT RELATED CPA FIRM/INCOME TAX ACCOUNTANT/120 HOURS PER MONTH DEVOTED 2. 10,000 Reasons MN, Not investment related, Seller of handmade craft times through Etsy and craft sales, Blaine, MN, Maker of craft items, 9/2020, 20 hours per month, zero hours during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-15
S63 Uniform Securities Agent State Law Examination 2004-12-06
  • S66 Uniform Combined State Law Examination
    2011-02-15
  • S63 Uniform Securities Agent State Law Examination
    2004-12-06
Other Names
  • Gail Lynn Carlson
  • Gail Lynn Wangen

View on SEC IAPD

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