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425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-13 |
Branch Locations
425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States
60 Plato Blvd. E. Suite 310, St. Paul, MN 55107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lawrence Cumpston & Assoc. | St. Paul | MN | 01/1997 | Present |
| Cl Wealth Management Llc | St. Paul | MN | 10/2011 | Present |
| Cabot Lodge Securities | New York | NY | 06/2013 | Present |
| 10,000 Reasons Mn | Blaine | MN | 09/2020 | Present |
1. LAWRENCE CUMPSTON & ASSOC./380 E LAFAYETTE FRONTAGE ROAD SUITE 110 ST. PAUL, MN 55107/ EMPLOYEE/SINCE JAN 1997/NON INVESTMENT RELATED CPA FIRM/INCOME TAX ACCOUNTANT/120 HOURS PER MONTH DEVOTED 2. 10,000 Reasons MN, Not investment related, Seller of handmade craft times through Etsy and craft sales, Blaine, MN, Maker of craft items, 9/2020, 20 hours per month, zero hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-06 |
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