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Sean G. Higgins

J.P. Morgan Securities LLC

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-10
  • TX RA
    APPROVED
    Since 2023-11-10

Branch Locations

50 Rowes Wharf Floor 03, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Seattle WA 06/2014 05/2019
Jpmorgan Chase Bank, N.A. Boston MA 06/2019 Present
J.P. Morgan Securities Llc Boston MA 06/2019 Present
  • 06/2014 → 05/2019
    Goldman Sachs & Co.
    Seattle, WA
  • 06/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 06/2019 → Present
    J.P. Morgan Securities Llc
    Boston, MA
Previous Registrations
  • 2009-06-01 → 2009-08-17
    Morgan Stanley
    Purchase, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Purchase, NY
  • 2005-03-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Purchase, NY
    Purchase, NY
  • 2004-12-03 → 2005-02-25
    Ameriprise Financial Services, Llc
    Norwalk, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-10
S66 Uniform Combined State Law Examination 2004-12-02
  • S65 Uniform Investment Adviser Law Examination
    2023-11-10
  • S66 Uniform Combined State Law Examination
    2004-12-02
Other Names
  • Sean George Higgins

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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