George Wallace Smith

Current Employers

Employment History

• 09/2008 → Present
  Ridgegate Advisors, Llc
  Lone Tree, CO
• 07/2003 → Present
  Ridgegate Insurance, Llc
  Lone Tree, CO
• 09/2019 → 12/2019
  Colorado Financial Service Corporation
  Centennial, CO
• 12/2019 → 12/2025
  Ae Wealth Management, Llc
  Topeka, KS
• 12/2019 → 07/2020
  Madison Avenue Securities, Llc.
  San Diego, CA
• 09/2008 → 03/2024
  Impact 1031- Dba Of Ridgegate Financial, Llc
  Greenwood, CO
• 07/2020 → Present
  Emerson Equity Llc
  San Mateo, CA
• 09/2018 → Present
  Gibborim Media
  Greenwood Village, CO
• 11/2022 → Present
  Ridgegate Tax, Llc
  Englewood, CO

Previous Registrations

• 2020-02-04 → 2025-12-23
  Ae Wealth Management, Llc
  Greenwood Village, CO
  Englewood, CO
  Englewood, CO
• 2009-08-01 → 2022-04-21
  Ridgegate Financial, Llc
  Greenwood Village, CO
• 2005-03-28 → 2008-03-28
  Arax Advisory Partners
  Denver, CO
  New York, NY
• 2004-09-27 → 2005-02-07
  Senior Finance & Health, Llc
  Highlands Ranch, CO

Other Businesses

1.) RIDGEGATE ADVISORS, LLC ; YES INVESTMENT RELATED; 8310 S. VALLEY HIGHWAY, SUITE 480, ENGLEWOOD, CO 80112; MANAGING MEMBER/CEO; START DATE 09/2008; APPROX 125 HRS/MONTH APPROX 100 HRS/MONTH DURING TRADING; INVESTMENT ADVISORY. 2.) RIDGEGATE INSURANCE, LLC.; YES INVESTMENT RELATED; 6530 S. YOSEMITE ST SUITE 320 GREENWOOD VILLAGE, CO, 80111; INSURANCE SALES; MANAGING MEMBER/CEO; START DATE 07/2003; APPROX 16 HRS/MONTH; APPROX 16 HRS/MONTH DURING TRADING; INSURANCE SALES AS INDEPENDENT AGENT. 3.) GIBBORIM MEDIA, LLC (NON-INVESTMENT RELATED) LOCATED AT 8310 S. VALLEY HIGHWAY, SUITE 480, ENGLEWOOD, CO 80112; MANAGING MEMBER; START DATE 09/2018. APPROX 4 HRS/MONTH; 0 HRS/MONTH DURING TRADING; MARKETING SERVICES. 4)RIDGEGATE TAX, LLC-NOT INVESTMENT RELATED-TAX PREPARATION, ACCOUNTING, BOOKKEEPING-8310 S. VALLEY HIGHWAY, STE 480, ENGLEWOOD, CO 80112, MANAGING MEMBER, STRATEGIC POSITIONING AND HIGH LEVERL OVERSIGHT. 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS, 11/2022 5) RIDGEGATE ALTERNATIVES, LLC-INVESTMENT RELATED, 8310 S. VALLEY HWY, STE 480, ENGLEWOOD, CO 80112, ENTITY THROUGH WHICH SECURITIES RELATED BUSINESS IS OFFERED THROUGH EMERSON EQUITY LLC, FINANCIAL PROFESSIONAL, MARKET AND SELL SECURITIES RELATED PRODUCTS THROUGH BROKER/DEALER EMERSON EQUITY LLC, 40 HRS A MONTH, 40 HRS A MONTH DURING SECURITIES TRADING HOURS, 12/2022 6) EMERSON EQUITY, LLC POSITION: Registered Rep NATURE: Broker Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2020 ADDRESS: 155 Bovet Road, Suite 275, San Mateo CA 94402, United States DESCRIPTION: Securities Sales and Services

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-06-11
• S65 Uniform Investment Adviser Law Examination
  2004-06-09

Designations

Other Names

• George Wallace Smith
• George Wallace Smith
• George Wallace Smith
• Wally Smith