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David M Lawrence

Morgan Stanley

Walnut Creek, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-10-20
TX RA APPROVED_RES 2016-05-05
CA RA APPROVED 2016-05-03
CO RA APPROVED 2014-11-12
  • NV RA
    APPROVED
    Since 2020-10-20
  • TX RA
    APPROVED_RES
    Since 2016-05-05
  • CA RA
    APPROVED
    Since 2016-05-03
  • CO RA
    APPROVED
    Since 2014-11-12

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Walnut Creek CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Walnut Creek, CA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Santa Rosa, CA
    Napa, CA
    Santa Rosa, CA
  • 2004-11-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Santa Rosa, CA
    Santa Rosa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-04
S63 Uniform Securities Agent State Law Examination 2004-10-13
  • S65 Uniform Investment Adviser Law Examination
    2004-11-04
  • S63 Uniform Securities Agent State Law Examination
    2004-10-13
Other Names
  • David M. Lawrence
  • David M Lawrence

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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