Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
6734 Joliet Rd, Countryside, IL 60525 • United States
5300 W. 95Th St., Oak Lawn, IL 60453 • United States
10258 S. Western Ave, Chicago, IL 60643 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments | Chicago | IL | 10/2008 | 01/2025 |
| Lpl Financial Llc | Oak Lawn | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/09/2024- 160 Hours Per Month- 160 Days During Trading 2. 01/2025- Wintrust- Non-Variable Insurance- At Reported Business Location(s)- Start date 10/05/2007- 5 Hours Per Month- 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-31 |
Reach out to this advisor