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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-24
CA RA APPROVED 2024-06-14
  • TX RA
    APPROVED
    Since 2024-09-24
  • CA RA
    APPROVED
    Since 2024-06-14

Branch Locations

Folsom, CA • United States

3031 W. March Lane, #212W, Stockton, CA 95219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Stockton CA 01/2009 06/2024
Securities America Advisors, Inc. Lavista NE 01/2009 06/2024
Osaic Wealth, Inc. Stockton CA 06/2024 Present
Osaic Wealth, Inc. Stockton CA 06/2024 Present
  • 01/2009 → 06/2024
    Securities America, Inc.
    Stockton, CA
  • 01/2009 → 06/2024
    Securities America Advisors, Inc.
    Lavista, NE
  • 06/2024 → Present
    Stockton, CA
  • 06/2024 → Present
    Stockton, CA
Previous Registrations
  • 2009-01-23 → 2024-06-14
    Securities America Advisors, Inc.
    Stockton, CA
  • 2008-03-10 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Stockton, CA
    Folsom, CA
  • 2006-01-04 → 2008-03-06
    Carmichael, CA
    St Louis, MO
    Carmichael, CA
  • 2004-11-01 → 2005-10-17
    Morgan Stanley Dw Inc.
    Sacramento, CA
Other Businesses

1. RAMBO WEALTH MANAGEMENT POSITION: owner NATURE: commission-based investment management, life insurance and variable annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/09/2009 ADDRESS: 3031 W March Lane, STE 212w, Stockton CA 95219 DESCRIPTION: commission-based investment management, life insurance and variable annuity sales 2. BRIAN RAMBO POSITION: Agent NATURE: insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2004 ADDRESS: 3031 W. March Ln, ste 212w, Stockton CA 95219, United States DESCRIPTION: insurance sales 3. RAMBO FINANCIAL, INC. POSITION: owner NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2016 ADDRESS: 3031 W. March Ln, ste 212w, Stockton CA 95219, United States DESCRIPTION: owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-29
  • S66 Uniform Combined State Law Examination
    2004-10-29
Designations

View on SEC IAPD

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