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Anna E Kinsella

Tcw Investment Management Company LLC

Los Angeles, CA

Fort Lauderdale, FL

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-05
  • CA RA
    APPROVED
    Since 2024-03-05

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chesterfield MO 07/2016 12/2016
Morgan Stanley Private Bank, N.A. New York NY 07/2016 12/2016
Unemployed Saint Louis MO 12/2016 07/2017
Icma-Rc Washington DC 06/2017 06/2018
Oppenheimer & Co Fort Lauderdale FL 07/2018 11/2020
Flexible Plan Investments Bloomfield Hills MI 11/2020 02/2024
Ceros Financial Services, Inc. Rockville MD 01/2021 02/2024
Tcw Llc Los Angeles CA 02/2024 Present
Tcw Funds Distributors Los Angeles CA 02/2024 Present
  • 07/2016 → 12/2016
    Morgan Stanley
    Chesterfield, MO
  • 07/2016 → 12/2016
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 12/2016 → 07/2017
    Unemployed
    Saint Louis, MO
  • 06/2017 → 06/2018
    Icma-Rc
    Washington, DC
  • 07/2018 → 11/2020
    Oppenheimer & Co
    Fort Lauderdale, FL
  • 11/2020 → 02/2024
    Flexible Plan Investments
    Bloomfield Hills, MI
  • 01/2021 → 02/2024
    Ceros Financial Services, Inc.
    Rockville, MD
  • 02/2024 → Present
    Tcw Llc
    Los Angeles, CA
  • 02/2024 → Present
    Tcw Funds Distributors
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-09
S63 Uniform Securities Agent State Law Examination 2005-01-07
  • S65 Uniform Investment Adviser Law Examination
    2018-10-09
  • S63 Uniform Securities Agent State Law Examination
    2005-01-07
Other Names
  • Anna Elizabeth Kinsella
  • Anna Elizabeth Kinsella
  • Anna Elizabeth Kinsella
  • Anna E Kinsella

View on SEC IAPD

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