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Michelle Smith

Penney Financial

Houston, TX

Cypress, TX

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Current Employers
Penney Financial

825 Town And Country Lane 12Th Fl, Houston, TX 77024-4563 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-03
  • TX RA
    APPROVED
    Since 2023-03-03

Branch Locations

825 Town And Country Lane 12Th Fl, Houston, TX 77024-4563 • United States

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Vadnais Heights MN 02/2017 06/2018
Questar Asset Management Minneapolis MN 02/2017 06/2018
Questar Capital Corporation Vadnais Heights MN 12/2013 02/2017
The Smith Property Group Coon Rapids MN 11/2011 Present
Penney Financial Houston TX 03/2023 Present
Penney Financial Houston TX 09/2022 Present
  • 02/2017 → 06/2018
    Questar Capital Corporation
    Vadnais Heights, MN
  • 02/2017 → 06/2018
    Questar Asset Management
    Minneapolis, MN
  • 12/2013 → 02/2017
    Questar Capital Corporation
    Vadnais Heights, MN
  • 11/2011 → Present
    The Smith Property Group
    Coon Rapids, MN
  • 03/2023 → Present
    Houston, TX
  • 09/2022 → Present
    Houston, TX
Previous Registrations
  • 2020-02-20 → 2021-04-30
    Minnetonka, MN
    Green Bay, WI
    Minnetonka, MN
    Green Bay, WI
  • 2017-10-13 → 2018-06-11
    Questar Asset Management, Inc.
    Vadnais Heights, MN
    Minneapolis, MN
Other Businesses

1- THE SMITH PROPERTY GROUP. POSITION: Chief Financial Officer/Owner. NATURE: Rental Property Management. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE:11/2011 ADDRESS: 20824 GOLDENROD LN, ROGERS, MN 55374, United States DESCRIPTION: Oversee all rental properties, collect rent, arrange maintenance for the properties. 2- Metropolitan Glass; Not Investment Related; Cypress, TX; Glass Manufacturing and Installation; Assistant Project Manager; Approximately 80 hours/month with some during securities trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-13
  • S66 Uniform Combined State Law Examination
    2017-10-13
Other Names
  • Michelle Rebecca Spilde
  • Michelle Rebecca Smith

View on SEC IAPD

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