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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| NV | RA | APPROVED | 2018-12-07 |
| FL | RA | APPROVED | 2018-11-29 |
| NM | RA | APPROVED | 2016-10-11 |
| CA | RA | APPROVED | 2005-05-05 |
Branch Locations
11835 W. Olympic Blvd. Suite 1155 E, Los Angeles, CA 90064 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-01-27 |
Branch Locations
11835 W Olympic Blvd Suite 1155 E., Los Angeles, CA 90064 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Los Angeles | CA | 02/2004 | Present |
| Nwf Advisory Services, Inc. | Los Angeles | CA | 02/2005 | Present |
1. NWF ADVISORY SERVICES INC. POSITION: Owner - NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 90 START DATE: 02/01/2005 ADDRESS: 11835 W. Olympic Blvd., Suite 1155E, Los Angeles, CA 90064, Los Angeles CA 90064, United States DESCRIPTION: I am an IAR of the RIA and offer fee based investment advice and financial planning services 2. DERRIGAN SHEEDY INSURANCE AGENT POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 10 START DATE: 03/31/2004 ADDRESS: 11835 W. Olympic Blvd 1155 E., Los Angeles CA 90064, United States DESCRIPTION: Sell Fixed and Variable life insurance products. 3. SECRETARY AND PARTNER FOR MANAGEDMUTUALS, INC., CORPORATION, INVESTMENT RELATED, SINCE 03/2005, SPEND 3 HOUR PER MONTH ON THE ACTIVITY AND 0 HOURS DURING TRADING HOURS, DBA FOR FEE-BASED BUSINESS DONE THROUGH NWF'S RIA AND ROYAL ALLIANCE'S RIA; ALSO MEET WITH CLIENTS AND REVIEW THEIR PENSION DOCUMENTS, FORM 5500 FILINGS, PLAN AMENDMENTS, GATHER CLIENT SIGNATURES AND RETURN DOCUMENTS TO THEIR TPA, QUANTECH. 4. TRUSTEE FOR THE 1998 TRUSTS POSITION: Trustee NATURE: Trustee of the 1998 Trusts INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/23/2017 ADDRESS: 11835 W OLYMPIC BLVD, STE 1155E, LOS ANGELES CA 90064, United States DESCRIPTION: Trustee for the 1998 Trusts 5. TRUSTEE OF THE JTC TRUSTS POSITION: Trustee NATURE: Trustee of the JTC Trusts INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/23/2017 ADDRESS: 11835 W OLYMPIC BLVD, STE 1155E, LOS ANGELES CA 90064, United States DESCRIPTION: Act as trustee for the JTC Trusts 6. TRUSTEE OF TRACY SHEEDY SOLE AND SEPARATE PROPERTY TRUST POSITION: Trustee NATURE: Trustee of the Tracy Sheedy Sole and Separate Property Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/23/2017 ADDRESS: 11835 W OLYMPIC BLVD, STE 1155E, LOS ANGELES CA 90064, United States DESCRIPTION: Trustee of the Tracy Sheedy sole and separate property trust 7. MANAGEDMUTUALS, INC. POSITION: Partner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2005 ADDRESS: 11835 W. Olympic Boulevard Suite 1155 E. Los Angeles, CA 90064, Los Angeles CA 90064, United States DESCRIPTION: DBA for fee-based business done through NWF'S RIA time spent on making sure corporation requirements fulfilled. This is a marketing name. Also Meeting with clients and reviewing their pension documents, form 5500 filings, plan amendments, etc. Gathering client signatures and returning documents to their TPA.In addition, I deposit money into Managed Mutuals in order to cover business expenses. As an officer of the corporation, I draw a w-2 salary.? 8. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 11835 W Olympic Blvd., Suite 1155E, Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners 9. ARTISANCAP DBA POSITION: Financial Professional NATURE: ARTISANCAP is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 11835 W Olympic Blvd., Suite 1155E, Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the DBA ARTISANCAP
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-30 |
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