Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-22
NV RA APPROVED 2018-12-07
FL RA APPROVED 2018-11-29
NM RA APPROVED 2016-10-11
CA RA APPROVED 2005-05-05
  • TX RA
    APPROVED_RES
    Since 2025-10-22
  • NV RA
    APPROVED
    Since 2018-12-07
  • FL RA
    APPROVED
    Since 2018-11-29
  • NM RA
    APPROVED
    Since 2016-10-11
  • CA RA
    APPROVED
    Since 2005-05-05

Branch Locations

11835 W. Olympic Blvd. Suite 1155 E, Los Angeles, CA 90064 • United States

Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-01-27
  • CA RA
    APPROVED
    Since 2005-01-27

Branch Locations

11835 W Olympic Blvd Suite 1155 E., Los Angeles, CA 90064 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Los Angeles CA 02/2004 Present
Nwf Advisory Services, Inc. Los Angeles CA 02/2005 Present
Other Businesses

1. NWF ADVISORY SERVICES INC. POSITION: Owner - NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 90 START DATE: 02/01/2005 ADDRESS: 11835 W. Olympic Blvd., Suite 1155E, Los Angeles, CA 90064, Los Angeles CA 90064, United States DESCRIPTION: I am an IAR of the RIA and offer fee based investment advice and financial planning services 2. DERRIGAN SHEEDY INSURANCE AGENT POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 10 START DATE: 03/31/2004 ADDRESS: 11835 W. Olympic Blvd 1155 E., Los Angeles CA 90064, United States DESCRIPTION: Sell Fixed and Variable life insurance products. 3. SECRETARY AND PARTNER FOR MANAGEDMUTUALS, INC., CORPORATION, INVESTMENT RELATED, SINCE 03/2005, SPEND 3 HOUR PER MONTH ON THE ACTIVITY AND 0 HOURS DURING TRADING HOURS, DBA FOR FEE-BASED BUSINESS DONE THROUGH NWF'S RIA AND ROYAL ALLIANCE'S RIA; ALSO MEET WITH CLIENTS AND REVIEW THEIR PENSION DOCUMENTS, FORM 5500 FILINGS, PLAN AMENDMENTS, GATHER CLIENT SIGNATURES AND RETURN DOCUMENTS TO THEIR TPA, QUANTECH. 4. TRUSTEE FOR THE 1998 TRUSTS POSITION: Trustee NATURE: Trustee of the 1998 Trusts INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/23/2017 ADDRESS: 11835 W OLYMPIC BLVD, STE 1155E, LOS ANGELES CA 90064, United States DESCRIPTION: Trustee for the 1998 Trusts 5. TRUSTEE OF THE JTC TRUSTS POSITION: Trustee NATURE: Trustee of the JTC Trusts INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/23/2017 ADDRESS: 11835 W OLYMPIC BLVD, STE 1155E, LOS ANGELES CA 90064, United States DESCRIPTION: Act as trustee for the JTC Trusts 6. TRUSTEE OF TRACY SHEEDY SOLE AND SEPARATE PROPERTY TRUST POSITION: Trustee NATURE: Trustee of the Tracy Sheedy Sole and Separate Property Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/23/2017 ADDRESS: 11835 W OLYMPIC BLVD, STE 1155E, LOS ANGELES CA 90064, United States DESCRIPTION: Trustee of the Tracy Sheedy sole and separate property trust 7. MANAGEDMUTUALS, INC. POSITION: Partner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2005 ADDRESS: 11835 W. Olympic Boulevard Suite 1155 E. Los Angeles, CA 90064, Los Angeles CA 90064, United States DESCRIPTION: DBA for fee-based business done through NWF'S RIA time spent on making sure corporation requirements fulfilled. This is a marketing name. Also Meeting with clients and reviewing their pension documents, form 5500 filings, plan amendments, etc. Gathering client signatures and returning documents to their TPA.In addition, I deposit money into Managed Mutuals in order to cover business expenses. As an officer of the corporation, I draw a w-2 salary.? 8. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 11835 W Olympic Blvd., Suite 1155E, Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners 9. ARTISANCAP DBA POSITION: Financial Professional NATURE: ARTISANCAP is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 11835 W Olympic Blvd., Suite 1155E, Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the DBA ARTISANCAP

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-30
  • S66 Uniform Combined State Law Examination
    2004-09-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor