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Erik Kristopher Strong

Aldrich Wealth LP

Lake Oswego, OR

Carlsbad, CA

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Current Employers
Aldrich Wealth Lp

5665 Sw Meadows Rd Suite 200, Lake Oswego, OR 97035 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-02-19
CA RA APPROVED 2021-02-18
  • WA RA
    APPROVED
    Since 2021-02-19
  • CA RA
    APPROVED
    Since 2021-02-18

Branch Locations

5665 Sw Meadows Rd Suite 200, Lake Oswego, OR 97035 • United States

1903 Wright Place Suite 180, Carlsbad, CA 92008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Bellevue WA 09/2013 01/2021
Aldrich Wealth Lp Lake Oswego OR 02/2021 Present
  • 09/2013 → 01/2021
    Td Ameritrade
    Bellevue, WA
  • 02/2021 → Present
    Lake Oswego, OR
Previous Registrations
  • 2013-09-12 → 2021-01-11
    Td Ameritrade, Inc.
    Bellevue, WA
  • 2013-09-12 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Bellevue, WA
  • 2007-04-17 → 2013-09-05
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-31
S63 Uniform Securities Agent State Law Examination 2004-11-27
  • S66 Uniform Combined State Law Examination
    2007-03-31
  • S63 Uniform Securities Agent State Law Examination
    2004-11-27

View on SEC IAPD

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