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James David Rushton

Morgan Stanley

Raleigh, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-02
NC RA APPROVED 2013-05-31
  • TX RA
    APPROVED
    Since 2022-09-02
  • NC RA
    APPROVED
    Since 2013-05-31

Branch Locations

1000 Social St Suite 1250, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Raleigh NC 05/2013 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 05/2013 → Present
    Morgan Stanley Smith Barney Llc
    Raleigh, NC
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-21
  • S66 Uniform Combined State Law Examination
    2004-09-21

View on SEC IAPD

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